Third Party Risk Management, Assistant Vice President
Company: Mitsubishi UFJ Financial Group
Location: Tempe
Posted on: April 1, 2026
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Job Description:
Do you want your voice heard and your actions to count? Discover
your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of
the world’s leading financial groups. Across the globe, we’re
150,000 colleagues, striving to make a difference for every client,
organization, and community we serve. We stand for our values,
building long-term relationships, serving society, and fostering
shared and sustainable growth for a better world. With a vision to
be the world’s most trusted financial group, it’s part of our
culture to put people first, listen to new and diverse ideas and
collaborate toward greater innovation, speed and agility. This
means investing in talent, technologies, and tools that empower you
to own your career. Join MUFG, where being inspired is expected and
making a meaningful impact is rewarded. The selected colleague will
work at an MUFG office or client sites four days per week and work
remotely one day. A member of our recruitment team will provide
more details. Job Summary: This position will report to the
Director, Third-Party Management for first line of defense TPRM and
will be principally engaged in execution of the Third-Party Risk
Management (TPRM) oversight of third parties in MUFG Americas.
Third-Party Risk Management spans the Americas, and this is a key
role in the success of the program. Major Responsibilities: Ensures
that all Third-Party Risk Management (TPRM) Policies & Procedures
are adhered to in the execution of the program throughout the full
TPRM Lifecycle. Interface with second line of defense (SLOD) review
and challenge and Internal Audit. Responsible for addressing,
documenting and escalating Trigger Events for their assigned
Engagements. Support preparation of TPRM portfolio and third-party
performance for Risk and Management Committees, as required.
Provides input into the TPRM Policy and System enhancements.
Responsible for ensuring that the phases of the Third-Party
Lifecycle are completed. Consults with the relevant Subject Matter
Experts and acts as single point-of-contact for Third Party’s
completion of risk-driven questions and/or documentation requests.
Responsible for ensuring issues and risks are appropriately
remediated or escalation protocols are followed. Responsible for
the proper termination of activities within the TPRM Lifecycle.
Consults with the Service Requestors throughout the phases of
Third-Party Relationship Lifecycle. Responsible for quality of
documentation in FLoD and TPRM systems. Responsible for providing
support for risk assessments for engagements under the Third-Party
Portfolio. Responsible for information sharing about the Third
Party to other TPMs and SRs, as necessary. Awareness of corporate
insurance requirements for third parties Compliance with applicable
rules and guidance impacting the TPRM program including OCC, FBR,
FDIC, SEC, FFIEC, FINRA; in addition to other U.S. regulators
(e.g., NY Department of Financial Serivices), and foreign-based
regulators (e.g., Japan's Financial Services Agency, Canada's
Superintendent of Financial Instiatuions, and those in Latin
American). Qualifications: Bachelor’s degree required. 3 years
Third Party Management experience. Basic understanding of the
financial services industry. Basic understanding of Operational
Risk Management Programs and frameworks Experience managing
Third-Party relationships. Knowledge of regulatory bodies governing
financial services. Strong analytical mindset, able to manage risks
both at the micro and macro levels. Ability to identify issues and
work them to closure, including remediation and escalation where
appropriate. Strong communication skills and ability to create
effective level appropriate executive presentations. Discretion and
diplomacy when dealing with sensitive issues. Desire and talent for
building and maintaining relationships. A commitment to protect the
bank from all risk exposure. Experience working across a diverse
set of stakeholders with positive results. Advanced experience with
MS Office, Archer, Ariba, and Teams is preferred. The typical base
pay range for this role is between $91K - $107K depending on
job-related knowledge, skills, experience and location. This role
may also be eligible for certain discretionary performance-based
bonus and/or incentive compensation. Additionally, our Total
Rewards program provides colleagues with a competitive benefits
package (in accordance with the eligibility requirements and
respective terms of each) that includes comprehensive health and
wellness benefits, retirement plans, educational assistance and
training programs, income replacement for qualified employees with
disabilities, paid maternity and parental bonding leave, and paid
vacation, sick days, and holidays. For more information on our
Total Rewards package, please click the link below. We will
consider for employment all qualified applicants, including those
with criminal histories, in a manner consistent with the
requirements of applicable state and local laws (including (i) the
San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles’
Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles
County Fair Chance Ordinance, and (iv) the California Fair Chance
Act) to the extent that (a) an applicant is not subject to a
statutory disqualification pursuant to Section 3(a)(39) of the
Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of
the Commodity Exchange Act, and (b) they do not conflict with the
background screening requirements of the Financial Industry
Regulatory Authority (FINRA) and the National Futures Association
(NFA). The major responsibilities listed above are the material job
duties of this role for which the Company reasonably believes that
criminal history may have a direct, adverse and negative
relationship potentially resulting in the withdrawal of conditional
offer of employment, if any. The above statements are intended to
describe the general nature and level of work being performed. They
are not intended to be construed as an exhaustive list of all
responsibilities duties and skills required of personnel so
classified. We are proud to be an Equal Opportunity Employer and
committed to leveraging the diverse backgrounds, perspectives and
experience of our workforce to create opportunities for our
colleagues and our business. We do not discriminate on the basis of
race, color, national origin, religion, gender expression, gender
identity, sex, age, ancestry, marital status, protected veteran and
military status, disability, medical condition, sexual orientation,
genetic information, or any other status of an individual or that
individual’s associates or relatives that is protected under
applicable federal, state, or local law.
Keywords: Mitsubishi UFJ Financial Group, Casa Adobes , Third Party Risk Management, Assistant Vice President, Accounting, Auditing , Tempe, Arizona